T&C Supervisor (Field Based)

Location London
Salary £35,000 - £40,000 Per Annum
Type Temporary
Ref 36704

Position: T&C Supervisor Location: Field Based – M25 and Greater London Salary:  £35,000 -£40,000   The Role: To support the Line Management of Financial Planners and Appointed Representatives across the Group to deliver the T&C requirements as defined by the FCA and the company. To ensure that internal policies and procedures are adhered to and […]

Compliance File Checker (12 Month FTC)

Salary £35,000 - £40,000 Per Annum
Type Contract
Ref 36613

Our Client, a multi-award winning financial services network, is currently seeking a Compliance Professional to join on a 12 month fixed term contract due to an increase in Pensions Liability Projects. As a compliance file checker you will be remotely reviewing the suitability and quality of advice given to customers by Consultants representing the business […]

Training and Competence Supervisor

Salary £55,000 Per Annum
Type Permanent
Ref 36379

The role is an integral part of the Sales Team, reporting in to the Sales Director. The role is to effectively deliver the T&C requirements of the Firm, and includes conducting all T&C activities on a day to day basis, as well as an element of sales management and IFA development and training. The role […]

Risk Management Executive

Salary Negotiable
Type Permanent
Ref 36371

Risk Management Executive To identify key risk exposures for the Firm and to contribute towards successful mitigation techniques to minimise regulatory impact. To oversee key risk functions to aid the Firm in successful maintenance of its regulatory standing.   Summary of Responsibilities: To ensure that sufficient Professional Indemnity Insurance is effected for all Firms within […]

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Specialist Financial Services Recruitment Consultancy

Our clients include the top finance companies in the UK

We work alongside a wide selection of the best boutique, regional and national firms within the Financial Services industry.

• Actuarial
• Banking
• Wealth Management
• Asset Management
• Compliance
• Mortgages
• Finance & Lending
• Pensions
• Group Risk/Employee Benefits
Our consultants work hand in hand with a diverse client base, from small to medium sized independent firms to large corporate companies.
The Financial Services market has gone through so many changes and our clients like that they can speak with a consultant that understands the technical elements of an opportunity. Above all, it’s vital to us you have confidence in our ability to get the job done.

Check out our Ultimate guide to Financial Services jobs here. Also check out our Ultimate guide to Paraplanning here.

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